circumstance that trust instrument specified as a cause for dissolving REIT, or any other circumstance acknowledged in advance that may dissolve REIT [early]. Clause 3 The report under Clause 2 shall present the
the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged
some clients. All the said clients acknowledged trading transactions without any objection. Besides, Napat received several trading orders from the persons not the owner of the securities trading
clients more than 93 million baht during July 2013-January 2014. Evidence indicated that in the former period, he made trading decisions and notified his clients afterwards. The clients then acknowledged
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading
trading orders and inform the client of the transactions afterwards. It was found that the client acknowledged the transactions without any objection. The {C} case follows investor complaint and the report
merged structure and details for the Company subsidiary’s merger project in Philippines which approved by EGM dated August 10, 2017 in consider to minimize potential tax risks derives in Philippines
baht, and the total income was 154.75 million baht. Please be acknowledged Yours sincerely, (Mr. Kovit Rongwattanasophon ) Managing Director
Limited. The total income was 25.50 million baht, the selling and administrative expense was 1.99 million baht and the net profit was 18.81 million baht in the first quarter of 2019. Please be acknowledged