differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC

; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading

undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the

’ inquiries on the matter, as well as to communicate the facts clearly to their customers.In this regard, investors are advised to follow updates and information via the SEC’s website and Facebook page, as well

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period, as previously issued, included a qualified opinion, a disclaimer of opinion, or an adverse opinion and the matter which gave rise to the modification is unresolved ( 2.3.1 corresponding figures are

January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair treatment among EIC shareholders. The SEC proposed this matter to the Sub-Committee on Business Takeovers for

above, you are not required to make any payment. The SEC Office will consider the matter and notify you of the results within 30 days from the receipt of the request. If your request is declined, the SEC

เครื่องมือให้ข้อมูลแก่ผู้ลงทุน (SEC Check Tools) อาทิ SEC Check First, SEC Fund Check, และ SEC Bond Check รวมทั้งผลงานด้านการส่งเสริมและกำกับดูแลด้านไซเบอร์ในภาคตลาดทุน (Cyber Risk Supervision in Capital

ที่สนใจ สามารถนำข้อมูลเปิดไปใช้ประโยชน์ได้ นอกจากนี้ ก.ล.ต. ยังได้ร่วมจัดบูทนิทรรศการในการนำเสนอผลงานด้านข้อมูลเปิดของ ก.ล.ต. และการบริการ SEC Open Data Services เช่น SEC Check First, SEC Bond Check