company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in
the fact that major shareholders and executives were to sell SLC shares with the intention to mislead any person concerning such information which was material to the SLC share price, even though he had
positive non-public information material to PLE share price. As PLE?s chairman of the board, chairman of executive committee, and chairman of foreign debt collection committee, he learnt of the information
this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger
Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was
the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain
response, the SEC has taken ongoing actions, focusing on both preventive measures to mitigate potential harm and enforcement actions against misconduct, while working in close coordination with relevant
was accordingly material information of which investors should be informed. (2) Relationship between the applicant and a major counterparty and debt repayment ability of such counterparty despite the