proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary; (b) affected trade of capital market products deviated from regularity
towards the trade war between the US and China that has caused market demand to contract. Marketing Business recorded an increase in total marketing sales volume, especially through retail sales which is
://www.facebook.com/profile.php?id=100083325740438, https://www.facebook.com/ads/library/?id=1229591075414401 Line : N/A Address : N/A Facebook page "Trade Okj stocks" impersonates "Pluk Phak Praw Rak Mae Plc
newly issued shares in both cases constitute an issuance and offering of shares to specific investors (Private Placement) pursuant to the Notification of the Capital Market Supervisory Board No. TorChor
and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market
securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and the management team convened a meeting with the Thai Digital Asset Operators Trade Association
continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ
Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and