account the reference market price during the period of 15 days before 28th February 2020. 3. Earnings per Share Dilution The earnings per share dilution will approximately equal to 18.18 percent
case where the employees and their connected persons have an account for trading capital market products with another intermediary; 2 Amended by the Notification of the Office of the Securities and
of duty performance to seek wrongful gains; (3) requiring the employees to notify the intermediary in the case where the employees and their connected persons have an account for trading capital market
operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner
its business by maintaining corporate image and reputation including credibility of capital market essentially, as well as operates its business with reasonable awareness by taking account of time
transparency of securities markets, and reduce systemic risk. The Principles apply to all types of CRAs operating in various jurisdictions. However, to take into account the different market, legal, and
) appropriate portfolio advisory or investment strategy of program trading that takes into account the interest of clients; (2) guideline for selecting capital market products; (3) portfolio construction pursuant
into account the interest of clients; (2) guideline for selecting capital market products; (3) portfolio construction pursuant to the following regulations: (a) in case of portfolio advisory, there shall
image and reputation including credibility of capital market essentially, as well as operates its business with reasonable awareness by taking account of time, business manner or circumstance, and