such soft commissions under paragraph one for funds under managing of management company, such management company shall perform with fairness and taking into consideration for nature and category of

entrusted to sell or redeem investment units, as the case may be, of mutual fund; “Staff” means any staff and employee of the management company and shall include managing director or equivalent which is

Selling and Administrative Expenses 630.84 15.12 624.51 15.16 6.33 1.01 Remark: * Management means the director, managing director or the next four executives succeeding the chief executive officer, the

9.45 0.81 (1.69) (17.88) Total Expenses 154.86 12.84 149.50 12.88 5.36 3.59 Remark: * Management means the director, managing director or the next four executives succeeding the chief executive officer

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue

may arise from such investment policy; (3) details on the management fee that the management company will receive for managing the private fund and mutual fund or trust. Clause 14 3 In seeking the

) controlling, supervising and managing business units relating to investment advice, investment planning, analysis of investment or capital market products , investment management or management of the

decision for clients; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital

market products, investment management, management of the intermediary’s branch office, or supervising account of clients and making decision for clients; (3) controlling, supervising and managing business

* 22.19 0.98 20.70 0.93 1.49 7.20 Total Selling and Administrative Expenses 307.59 13.65 307.75 13.84 (0.16) (0.05) Remark: * Management means the director, managing director or the next four executives