shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as
contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as follows: (a) for the
; (4) have good management record as follows: (a) for the period of one year prior to the date the derivatives broker submits the application, no investor contact working for the derivatives broker being
building and the capitalization of our software as we introduced more features. Cash surplus increased by 23.20 mb or 26.3% due to cash flow generated from operation and good working capital management. (b
control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited characteristics
licensee can demonstrate its possession of: (a) good and efficient management; (b) efficient policies and measures on prevention of conflicts of interest, prevention of access to inside information between
seasonal billings for year end. Cash surplus increased by 22.73mb or 20.4% due to our cash flow generated from operations and good working capital management. (b) Total Liabilities Total liability as of
. Cash surplus increased by 11.39mb or 10.2% due to our cash flow generated from operations and good working capital management. (b) Total Liabilities Total liability as of June 30, 2019 was 121.34mb