%20Investor%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or paper form
means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
records and its disclosure of liabilities in the financial statements as previously reported in the application for business rehabilitation. The results of the special audit must be disclosed within 30
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the
amounts of the interests were recorded as income in the GLH’s financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results. Mr. Konoshita’s
revenue from sales of goods and rendering of services for full year 2019 was recorded at Baht 2,709 million, lower Baht 214 million or 7% from a year earlier, driven by slower-than-expected of Thailand
from the loss in the same period in 2018, details as follow. Total revenues for the three-month period financial statement ended March 31, 2019 is Baht 11.02 million lower compared with total revenues in
increased from the loss in the same period in 2018, details as follow. Total revenues for the three-month period financial statement ended June 30, 2019 is Baht 6.47 million lower compared with total revenues