the company’s estimate. The findings showed that after Dr. Kumpol Plussind (holding the positions of managing director and director at the time) became aware of the inside information, he purchased

According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised

According to the findings of the SEC’s investigation, the four persons, namely (1) Miss Duangkamol Chotana, (2) Miss Nutwara Saengwarin, (3) Mr. Supoth Piansiri, and (4) Mr. Sirichai Chananam – at

According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

Thornton? KPMG และ PricewaterhouseCoopers) ภายในปี 2562 ข้อมูลเพิ่มเติม สามารถศึกษาได้ที่ https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us/Inspection-Findings-Survey-Report_Press-Release.pdf

/media/Documents/General/About%20Us/Inspection-Findings-Survey-Report_Press-Release.pdf 

damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that

million baht. The SEC?s findings were similar to the previous investigation in that Wichai had falsified document for securities purchasing order to deceive NIPPON into paying for such fictitious purchase

findings were similar to the previous investigation in that {A} had falsified documents for securities purchasing orders to deceive NIPPON into paying for such fictitious purchases in the total amount of