product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new

Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover

private sector to help enhance the public sector operation along the line with international standard.  SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board

rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards.  The revision requires that locally-based CRAs

Handbook in Thai version. The handbook will not only assist investment professionals in having a guidance for disclosing ESG information for investment products that are in line with the SEC regulations

platform for easy, convenient, and secure access to information. Currently, there are over 140 government services available, providing the public with convenient, fast, and secure information access. The

The SEC conducted public hearings on the regulations on the application for approval, the granting of approval for the association, and disclosure of information thereof during April – May 2023

Bangkok, 11 October 2016 ? The SEC is seeking public comments on the proposed revision to the rules concerning intermediary reporting to support sufficient disclosure of information for the

eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset

eliminate private fund?s custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund?s asset