Securities Borrowing and Lending Limited BDU Investment Advisory Derivatives Advisors Approval and Standards Practice Code of Conduct Fees Related Circular Letter Appoint/Approval/Code of conducts and Standard
demonstrate the amount in the parenthesis. 1.5 Interest and dividend means remuneration receiving from bank deposit or financial institution, other lending money which is not margin loans for securities
total. If a total result in loss, it shall demonstrate the amount in the parenthesis. 1.5 Interest and dividend means remuneration receiving from bank deposit or financial institution, other lending money
from bank deposit or financial institution, other lending money which is not margin loans for securities purchasing and sharing of gain or other receiving from the investments. 1.6 Interest on margin
” means a securities business operator or a derivatives business operators, but not including a business operator which is a commercial bank under the law on financial institution, a life insurance company
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending
Printable Format - Laws and Regulations Securities Borrowing and Lending |- Fees (section 14 and 19) |- Major Shareholders |- Branch Office |- Net Liquid Capital (section 97) |- Capital Reduction