EMC Public Company Limited (EMC).With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during October 16-18, 2013, Paiboon, then EMC Managing Director
executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any
unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud
criminal complaint against {A} with the DSI for further legal proceedings.In this connection, {A} is deemed as having untrustworthy characteristics of a publicly held company director and executive
Bangkok, June 23, 2011- The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from acting as an executive in
1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market Division;2. Ms. Charuphan Intararoong, Assistant Secretary-General in charge of the Intermediaries and Market Division, has been appointed Assistant Secretary-General in charge of the Investment Management Division. Both appointments have become effective since 16 May 2022.
Bangkok, 12 February 2019 ? The SEC Board has passed the resolution appointing Mrs. Sirivipa Supantanet as Deputy Secretary-General, effective from 11 February 2019.Mrs. Supantanet holds a Bachelor of Accountancy from Chulalongkorn University, Thailand and a Master of Business Administration from Western Michigan University, USA. She has a wide range of experiences on capital market, including supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantane...
Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co
shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors
of further legal action. The criminal complaint above has caused the two individuals to have untrustworthy characteristics as director and executive of securities issuing company and listed company