issuer's board of directors. This is to ensure that the board is committed and responsible for decision-making and the disclosure of information related to ICO project; (2) Token holder resolutions: To
; and b) Engaged in audit regulatory functions in the public interest, and, in particular: - Ultimately responsible for the system of recurring inspection of audit firms undertaking audits of public
capital market and affected the image of the Thai capital market. This perception was partly due to the complexity of offenses and the large number of transactions involved. All relevant agencies, including
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such
individuals who serve as their directors, executives or major shareholders as it is part of the mechanism preventing persons involved in fraudulent, deceptive or corrupt activities from holding managerial or
in the same period of the previous year. This was mainly due to an increase of approximately Baht 12.26 million in fee for product distribution, for which the Company has since September 2018 engaged
) issuers, (2) investors, (3) taxonomy and external reviewers, (4) information platform, (5) cooperation, and (6) sustainability-themed products. The SEC has continuously promoted sustainability-themed
Bangkok, December 28, 2010 ? The SEC today filed a criminal complaint with the Department of Special Investigation against persons involved in the manipulation of shares of three companies, i.e
Following a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, the findings revealed offenses committed by the 14 offenders, consisting of 12 co-principals
from investment scams, especially those that occur through online platforms. As an IOSCO member, the SEC is committed to fully supporting the implementation of IOSCO's initiative, and believes that it