inappropriateness for acting as capital market business personnel.   Investors intending to subscribe for investment units of mutual funds are strongly advised to always verify transaction confirmation documents to

client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing

., investment units of mutual funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.   

with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for institutional investors or ultra-high net worth investors

net worth investors, investment units of mutual funds investing in derivatives, hybrid instruments, structured notes and derivatives. 

instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types, e.g., investment units of mutual

to their risk appetite and their medium to long-term investment goals. Those who are interested can open account and buy investment units either from asset management companies directly or through

, for the purchase of units of any Thai ESG Funds on the condition that they hold the investment units for a minimum of eight years from the date of purchase. All Thai ESG Funds mainly invest in

) Unitholders having an aggregate amount of not less than 10% of the total sold units can request the trust manager to proceed with seeking a unitholders’ resolution to remove a trustee or nominate a candidate

Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds