the intermediary shall be informed without delay; 4 (5) internal control for the operation shall be established in accordance with the information technology governance policy, which contains at least
=electronic+property+OR+%22electronic+property%22+OR+%22electrica... English (United States) modernizing electronic systems, which enable the delivery of documents (e-delivery), proxies (e-proxy) and
+%22electronic+possession%22+OR+%22elect... English (United States) modernizing electronic systems, which enable the delivery of documents (e-delivery), proxies (e-proxy) and advertisements on shareholder meeting
internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee
3.2 Investment management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Chapter 1 Organisational
management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Page 2 of 32 (Unofficial Translation) Chapter 1
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls