and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official. DAB

and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official. DAB

failure to prepare and submit a financial statement for the year 2022 to the SEC Office within the period specified in the notification of the Capital Market Board, resulted from the instruction or the

RICH’s failure to prepare and submit a financial statement for the year 2022 to the SEC Office within the period specified in the notification of the Capital Market Board, resulted from the instruction or

instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 33 Criminal Complaint

and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official. DAB

PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของเจา้หนา้ทีป่ฏบิตักิาร SEC Classification : ใชภ้ายใน (Internal) 2©Copyright เลอืกบรษิทัที

PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของผูม้อี านาจผกูพนัของกจิการ SEC Classification : ใชภ้ายใน (Internal) 2©Copyright ไดร้บั

PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสรา้ง/จดัเตรยีมค าขอ-แบบรายงาน SEC Classification : ใชภ้ายใน (Internal) 2©Copyright เลอืกบรษิทัทีต่อ้งการยืน่ค าขอ

Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.