not necessary for some types of capital market products; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct appropriate
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...
longer intends to submit the registration statement and the draft prospectus. In the matter of making an order under Paragraph 1, the SEC Office may instruct the offeror to disclose the order, execution
and sale promotion in order to instruct appropriate and corresponding practicality. In case of having complied with such guideline, it shall be deemed that the approved person has already complied with
, the mutual fund management company shall instruct the mutual fund supervisor to correct the defects in its qualifications within 15 days from the day the mutual fund management company becomes aware of
excellent period to understand that saving is a basic skill in life.” SEC booth will consist of a variety of activities that would teach kids how to spend and save their money, via the game “A Need or A
notebook, .i.e., (1) “Mom and Dad Teach Me How to Spend Money” storybook, (2) “Yes, I Can Keep Track of My Incomes and Expenses” storybook, and (3) a notebook for “Income-Expense Account.” This is to promote
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (2nd additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Informati...