make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the
); provided that such policy shall be clearly indicated in the remarks of the financial statement. 2. A long-term deposit at a financial institution means a deposit at a financial institution other than those
shall be clearly indicated in the remarks of the financial statement. 2. A long-term deposit at a financial institution means a deposit at a financial institution other than those classified as cash and
oil and labor costs In the first quarter of 2019 The Company is able to deliver work that has been postponed from the previous year to more customers and recognizes revenue according to the success of
to deliver gold to the foreign bank at the agreed quantity and price. Under the agreement, in case Tungkum fails to deliver gold, THL will be obliged to pay the compensation for the difference between
mutual fund issue and deliver certifying documentation of rights over investment units? And how? (b) In what cases and conditions may the rights of the mutual fund unit holders be restricted and how? In
a warrant holder shall receive in cases where a company fails to deliver underlying shares upon the exercise of warrants which shall not be less than the difference between the market price of the