transactions have a maximum size in aggregate of 35.66 percent according to the calculation by the size of the total value of the consideration paid, (including transaction which takes place for 6 months earlier
," focusing on measures and guidelines to encourage and support businesses in the Thai capital market to effectively apply HRDD in their operations. The event took place on 28 February 2024, in Bangkok.
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such
wreath-laying ceremony to pay homage to the King Chulalongkorn (King Rama V) on the occasion of King Chulalongkorn Memorial Day. The ceremony took place on 23 October 2024, at the Ministry of Finance in
The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, along with SEC executives and staff, participated in a floral offering ceremony to
and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee