Referred Underlying of a Derivatives in Type of Goods and Variables. “clearing house” means a clearing house by definition given under the Law on Securities and Exchange. Clause 2 The following contracts are
manner, and operate appropriately and correspond with the standards established by an international organization concerning capital market supervision, each derivatives clearing house shall operates in
securities company shall procure a source for borrowing securities in order to enable delivery of securities in the short sale items within the time period prescribed by the clearing house under the law on
sale, but there is a necessity to borrow securities in order to complete delivery within the time period prescribed by the clearing house under the law on securities and exchange, the securities company
case may be. “ clearing house ” means a clearing house under the law on securities and exchange . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short
for delivering; (2) being short selling by means of exchanging in-kind for delivery; (3) being short selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short
delivery; Clause 7 In order to have sufficient ETF unit or underlying share of ETF for delivering according to short selling within settlement period specified by the clearing house or within performance
the standards established by an international organization concerning capital market supervision, each securities clearing house and central securities depository shall follow principles in the
options. Such right must be exercised according to the terms and conditions specified in an options contract. When the buyer exercises his options, the seller may make physical delivery of the underlying
a derivatives clearing house granted a license from the SEC or registered with the SEC Office, or by a person granted an approval to operate under a regulatory sandbox in the same manner as a