, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy

. We look forward to the participation of more ASEAN jurisdictions in this framework over the coming years.?  Mr. Vorapol Socatiyanurak, SEC Thailand?s Secretary-General, said ?The implementation of the

trading orders.  Due to these amendments to the relevant regulations involving the implementation of entirely new measures, it becomes appropriate for the SET to communicate those newly deployed measures to

Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which

is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The Framework aims to facilitate cross-border offerings of Equity Securities and Plain Debt

Investment advisor เป็นตัวแทนในการช่วยอำนวยความสะดวกให้แก่ผู้ลงทุนในการส่งต่อคำสั่งซื้อขายหลักทรัพย์ (pass on order) ในนามของผู้ลงทุนไปยังบริษัทหลักทรัพย์ที่ผู้ลงทุนมีบัญชีอยู่แล้วเพื่อให้ผู้ลงทุนทำธุรกรรมผ่าน

corruption risk assessment systems and has conducted a qualitative assessment of the CRMS for the year 2023. The assessment results are divided into four levels, i.e., Upgrade, Pass, Good and Excellent.

accordance with the specified qualifications and prohibited characteristics.  In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training

the required voting proportion ? one of the integral parts of such rule - for the Auditing Advisory Committee to pass a resolution concerning consideration of deficient characteristics or behaviors of

continuity of our electricity and utilities supply system such as implementation of Business Continuity Plan (BCP) and Work from home arrangement for supporting staff and preparation of safe house for field