with Section 83 of the Penal Code and Section 315 of the SEA (as the case may be). Moreover, Vijchu’s acts in particular, are deemed failure to perform duties as a private fund manager with honesty and

duties or provide services with honesty and good faith, by misappropriating investor assets, while the conduct described in item (3.2) constituted conduct suggestive of dishonesty that has had a

integrity and honesty; (2) Perform duties by using knowledge and expertise as professional and treat all investors with fairness, care, prudence and in the best interest of investors. (3) Disclose or provide

. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line with

office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line

whether directly by itself or through its representative office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well

as follows: (a) having the professional ethics of financial advisor, honesty, and integrity, being committed to going-concern operations, having understanding and being accountable to the public; (b

°√√¡°“√∫√‘…—∑®¥∑–‡∫’¬π 8 2. ç°√√¡°“√é §«√ªØ‘∫—µ‘Àπâ“∑’ËÕ¬à“߉√ „πÀ≈—°®√‘¬∏√√¡∑—Ë«‰ª (code of business conduct) °√√¡°“√§«√∑”Àπâ“∑’Ë‚¥¬§”π÷ß∂÷ßÀ≈—°§«“¡´◊ËÕµ√ß (integrity) §«“¡‚ª√àß„  µ√«® Õ∫‰¥â (transparency) ·≈–§«“¡‡ªìπ

) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the

_____________________________________________________________________ Remark : The investment management of mutual funds and private funds shall be carried out by fund managers with qualifications and appropriate characteristics i.e. having knowledge, ability, honesty