authorities to investigate, which involved checking 10 exhibitors. More evidence were gathered. If any activities liable to be in violation of the laws enforced by the SEC are found, a legal action may be
center on September 27, 2023.The SEC conducted an onsite inspection and gathered evidence in this regard, reaching out to the event organizers and urging them to cooperate and cease the participation of
the existing lines after the concession expires and in the three extended lines.From the information gathered by the SEC so far, nothing indicates that the charges pressed by the DSI involve with the
investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from
Limited to Precious Metals Derivatives Securities Businesses Company Name Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company
สาํคญั บรษิทัหลกัทรพัยจ์ดัการกองทุนรวม บวัหลวง จาํกดั ช่ือ ตาํแหน่ง ลายมือช่ือ นางสาววภิารตัน์ เสรจ็กจิ Deputy Managing Director, Head of Product Management
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the SEC Complaint Center, participated in a panel discussion on
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
Department2. Mr. Arthit Thongcharoen, Head of Thailand Business, Schroders Investment Management (Singapore) Limited3. Ms. Waratchya Srimachand, SEC Deputy Secretary-General4. Mr. Kasin Sutuntivorakoon, Wealth