and Governance (ESG), as well as to build a good eco-system for investment via the promotion of alternative in investment in ESG stocks. SEC hereby invites you to experience “Every Confident Step

foreign ETFs directly is another step toward linkage with international markets following the recent approval of Thai ETFs for investment in foreign ETFs. Our policy is to promote gradual development

10,000,000 Debentures No. 9/2018, Class 1 PP-10 21 Dec 18 20 Dec 19 10,000,000 Debentures No. 9/2018, Class 2 PP-10 27 Dec 18 26 Dec 19 30,000,000 Guaranteed Debentures No.1 / 2018 II&HNW 6 Jul 18 6 Jul 20

additional rules regarding ICO advertisements. Essentially, such advertisements must refrain from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed

were persuaded to make an investment at the minimum amount of 100,000 baht to earn 5 percent return in six months.Both companies promised to repay the principal and generate the guaranteed returns

information for investment decision making such as condition of non- guaranteed by the Ministry of Finance, source of fund for debt repayment and business nature for risk assessment. Like private issuers

time, and responsible agencies Consideration period: 240 days Step Work flow Period Responsible agency 1) Checklist: - Submit Form 61-1F and evidentiary documents under Clause 15; - SEC official checks

holidays) from 08:30 - 15:00 hours. (lunch break) Work flow, period of time, and responsible agencies Consideration period: 150 days Step Work flow Period Responsible agency 1) Checklist: - Submit Form 61-1

investment; (2) bonds or debt instruments issued or guaranteed by foreign governments, foreign government agencies, or international organizations; (3) bonds or debt instruments issued or guaranteed by state

ีcredit rating AA (haircut = 1.5%) มลูคา่ 1,000 ลบ. จาก issue amount 20,000 ลบ. 60 ตวัอยา่งการค านวณ Large Exposure Risk 6/14 STEP 1 : ค านวณ Large Exposure Risk วธิที ี ่1 1. ค านวณหาสถานะเงนิลงทนุสทุธ