interconnected data center due to unconnected data systems of individual bond registrars. Such issues have caused delay and inefficiency in the bond issuance process. The real-time, live testing under the
auditor rotation, aiming to enable the audit committee to appoint an independent individual to be its auditor and promote the auditors to truly maintain their independence.
securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
ล่วงหนา้ของสินคา้ท่ีเกิดจากปัจจยัอ่ืนๆ นอกเหนือจากอตัราดอกเบ้ีย (forward gap risk) 3% ของฐานะรวม โดยฐานะรวม = | ฐานะ long + ฐานะ short | โดยค่าความเส่ียงในการมีฐานะในสินคา้โภคภณัฑแ์ละตวัแปรอ่ืนจะเท่า
Theeraworn said: “SMEs and capital market seem normally irrelevant. Many SME entrepreneurs have no idea about capital market or think that capital market is for big companies. SEC sees this gap and therefore
fund with policy responsive to investors? needs. Mutual funds to be offered should fill savings-investment gap for targeted investors and easy to understand. Moreover, selling of investment units must be
as alternative source for fundraising. Stronger local businesses contribute positively their communities by narrowing down income gap with increase in employment rate and income distribution as well as
รับอนุญาต โดย ก.ล.ต. ได้วิเคราะห์ช่องว่างในการกำกับดูแล (gap analysis) และพบว่า หลักเกณฑ์ในปัจจุบันยังมีข้อจำกัดในการกำกับดูแลการโฆษณาที่เปลี่ยนแปลงไปตามพฤติกรรมของผู้ลงทุนก.ล.ต. จึงปรับปรุงหลักเกณฑ์
receiving appropriate level of protection. AI comprises (1) institutional investor* such as commercial bank, mutual fund, provident fund and (2) investors with high net worth, which means (i) an individual