amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed
Jordan or Eric Jack Jordan as PPI director and personal capacity and (3) Gary Bradford for jointly operating securities business without license. The SEC received a complaint from a foreign investor
Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located
ก.ล.ต. เผยผลงานวิจัยเกี่ยวกับใบสำคัญแสดงสิทธิอนุพันธ์ (Derivative Warrant: DW) ในงาน ?SEC Working Papers Forum 2017? พบ DW ได้รับความนิยมจากผู้ลงทุน โดยมีมูลค่าการซื้อขายเติบโตขึ้น มีผู้ออกและเสนอขาย
เกษตรศาสตร์ และคณะบริหารธุรกิจ สถาบันบัณฑิตพัฒนบริหารศาสตร์จัดประชุมสัมมนา ?SEC Working Papers Forum? ทุกเดือน เปิดเวทีนำเสนอผลงานวิจัยที่เกี่ยวข้องกับตลาดทุน แลกเปลี่ยนองค์ความรู้ระหว่างภาควิชาการกับผู้บริหาร
The United States Embassy to Thailand, led by a diplomatic delegation, met with executives from the Thai Securities and Exchange Commission (SEC) to discuss business opportunities in Thailand’s capital market. Representatives from digital asset businesses in the United States also joined the discussion. The SEC representatives shared the SEC’s roles and strategic priorities in driving the Thai capital market, particularly regarding the development and regulation of digital assets. The two partie...
OKX’s visibility and attracted more users to its services. As a result, their conduct constitutes assisting or facilitating OKX in operating a digital asset exchange without license, in violation of
According to the SEC’s findings, XT .COM has provided a digital asset trading system to facilitate trading and exchange of digital assets while charging fees. Additionally, it has promoted and solicited users in Thailand to use XT .COM’s services through Thai-language social media, i.e., Facebook, Telegram and YouTube, and has set up XT .COM booth at events held in Thailand. The XT .COM’s activities are liable to be an operation of digital asset exchange business under Section 3 of th...
support to the offense committed by Bybit regarding operating a digital asset exchange business without license which is a violation of Section 26, a legal offense liable to the penalties under Section 66
Mr. Pohundratanakul and Mr. Klungpremjit are deemed support to the offense committed by Bybit regarding operating a digital asset exchange business without license which is a violation of Section 26, a