Handbook in Thai version. The handbook will not only assist investment professionals in having a guidance for disclosing ESG information for investment products that are in line with the SEC regulations
sectors so as to gradually reduce greenhouse gas emission to zero or near zero in the future. Businesses can use Taxonomy to assist them when preparing such transition plans. Further, SEC Thailand
consult the auditor before conducting review in depth. Nonetheless, there was no indication that the audit committee failed to perform the duties to assist the wrongdoing of TUCC executives. The SEC
business undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from
undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from accessing or
preventing system installed and notify concern person instantly in case appeared that found virus. [M] 9. Audit log. · Providing a record of functional of server and network computer system, application log
in case appeared that found virus. [M] 9. Audit log. o Providing a record of functional of server and network computer system, application log record, information of trespass prevention system such as
กล่าวในข้อ 2.1 - โครงสร้างการบังคับบัญชาและการรายงาน (functional structure)ที่เป็นลักษณะ matrix management -คู่มือต่าง ๆ เช่น คู่มือนโยบายบริหาร (policy manual) ซึ่งใช้สำหรับในกลุ่มธุรกิจการ
reporting of suspicious transactions. The policy mentioned in the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional