, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9
institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of
Mr. Anek Yooyuen, Deputy Secretary-General of the SEC, said: “We have been on the case regarding the complaints against the ZipUp+ project of Zipmex Co., Ltd. So far, the SEC has enforced the law on
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
the purpose of law enforcement according to the authority of the three agencies. This includes executing the case with the fined person in a criminal case in order to effectively seize property or
functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Act and Royal Enactment ( 22 ) Law and Regulations ( 2 ) Documents Adobe PDF ( 14 ) Microsoft Word ( 3 ) Microsoft
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Act and Royal Enactment ( 26 ) Law and Regulations ( 2 ) Documents Adobe PDF ( 14 ) Microsoft Word ( 3 ) Microsoft
Section 93 Securities and Exchange Act B.E. 2535 Section 93. Any person wishing to act on behalf of a company established to undertake securities business under foreign law by setting up a