monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
Specify the remunerations for the auditor, the audit firm for which the auditor works, the persons or businesses related to the auditor and the audit firm, paid by the Company and the subsidiaries in the
sustainability management, including human rights due diligence (HRDD) practices. The event also highlighted trends in advancing sustainability disclosure regulations and included insights from representatives of
inclusive opportunities for investment and fundraising. The discussion also emphasized enhancing competitiveness, benefiting stakeholders and the public in the digital era, addressing sustainability trends
and investment for the working population’s retirement. The seminar provided insights into trends, directions, and developments in managing pension funds globally. Mrs. Pornanong Budsaratragoon, SEC
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการ ฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ได้เข้าร่วมเสวนาหัวข้อ FinTech trends in Asia-Pacific and policy
Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends
the risk calculation, and (3) updating of the net liquid capital calculation methods to be more flexible and suitable to the current market trends. This latest draft amendment has already taken into