. "B =: 54 Level I u A(* OTC Level II, III - & #% A(* -: Global Firm & &#& #% A(* * ".+'* A(* OTC * & #% A(* -: &# '* ".+' #H& #% A($ /&#* * ". * CD/5DE:B2/7 85 !"#71F70G"H< =3 4I Custodian
. provision regarding the release or substitution of assets securing the issue. D. Liens In case of issuing secured debt securities, disclose the kind and priority of any lien securing the issue, as well as the
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
times. However, in case of the debtor ignores, the company delegated the law firm issue a notice. As for recording allowance for doubtful accounts for trade receivables, if trade receivables are overdue
Section 7 Securities and Exchange Act B.E. 2535 Section 7. The Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management