) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
security within the organization in order that operation cross- check is performed for prevention of potential risks, for example, segregation of personnel who operate in the developmental function
security within the organization in order that operation cross-check is performed for prevention of potential risks, for example, segregation of personnel who operate in the developmental function
of the assets underlying a structured finance product change materially. Where feasible and appropriate for the size and scope of its credit rating business, this function should be independent of the
(1) ฐำนะ กำรเงินมัน่คง (2) ระบบแยกทรัพยสิ์นลูกคำ้ (segregation) (3) สำมำรถปฏิบติัใหเ้ป็นไป ตำมกฎหมำยหรือกฎเกณฑห์ลกัท่ีเก่ียวขอ้ง เห็นดว้ย ส ำนกังำนไดรั้บขอ้เสนอแนะเพิ่มเติมจำกตวัแทนผูใ้หบ้ริกำร ดำ้นหล
during 3-6 months, the project is under contract amendment and the collection should be feasible after the amendment is completed. Information and Communication Networks Public Company Limited D.K.J
Farm project. The solar farm project is commercially attractive and feasible upon obtaining (Condition Precedents) 1. BOI privileges 2. Credit facility from a financial institution 3. All other permits
ความน่าเช่ือถือ ซ่ึงอาจจะพิจารณาจากฐานะการเงินและระบบงานท่ีแยกทรัพยสิ์นลูกคา้อยา่งชดัเจน (segregation) เช่น ธนาคารพาณิชยท่ี์มีระบบการจดัเก็บและแยกทรัพยสิ์นของลูกคา้และสามารถดูแล ทรัพยสิ์นของลูกคา้ไดอ้
credit ratings of structured finance products are appropriate when the risk characteristics of the assets underlying a structured finance product change materially. Where feasible and appropriate for the