Bangkok, October 3, 2012 ? The SEC today held a meeting with Transport Minister Charupong Ruangsuwan and the ministry?s executives to discuss promotion of infrastructure fund as a tool for developing

, class 14, Office of Justice Affairs, consisting of executives from agencies in the justice system, relevant agencies, and the private sector executives. SEC executives also delivered lecture aiming to

Exemption for Preparation and Disclosure of Securities Holding of Executives of Financial Institution Closed by the Financial Institution Reform Committee Order

Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter    Executives of securities companies and personnel in securities business |- Approval and

for its operations, is liable for the case in which BLS had inadequate supervisory controls over investments held as assets of its executives, resulting in insufficient safeguards against conflicts of

Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)

-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

Co., Ltd., and execute the car rental transaction for the Company’s executives with JKN Landmark Co., Ltd., whereby the Executive Committee or any other person entrusted by the Executive Committee

LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 22/11/2022 18:04 Notification for connected transactions for service contracts 30/11/2021 08:55 Investment in the expansion of

Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel