establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund management company” means a securities company licensed to undertake securities business in the
pursuant to the Notification of the Office of the Securities and Exchange Commission governing establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund
Exchange Commission governing establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund management company” means a securities company licensed to undertake
or execution of such agreement. The portfolio duration does not exceed 92 days. [Note: A Thai Money Market Fund would typically fall under this category.] ▪ Investors who seek returns equivalent to
these securities does not exceed 397 days from the date of investment in assets or execution of such agreement. The portfolio duration does not exceed 92 days. [Note: A Thai Money Market Fund would
exceed 397 days from the date of investment in assets or execution of such agreement. The portfolio duration does not exceed 92 days. [Note: Money Market Fund that invests solely in domestic securities
failed to show evidence of their clients trading orders, and most of them admitted that they had taken orders via mobile phone, claiming the clients unfamiliarity with order execution via phone recording
complaint must not exceed 27,175.50 Baht according to the request of the claimant. Moreover, the court ordered Mr. Thanawat to reimburse the execution cost and 6,000 Baht of attorney fee to the claimant.
and lease back of premises categorized as operating lease in the annual financial statements. The SEC is of the opinion that the above transactions were in fact a collateral loan, not an outright