Following the announcement of BX (which formerly operated in digital asset exchange business) that its business operations will completely shut down on 3 April 2020 which means it will stop

Market Organizations (FETCO), as well as high-ranking officials and executives from SECC, Cambodia Securities Exchange and private sector of Cambodia.Ms. Ruenvadee Suwanmongkol, SEC Secretary-General

Exchange Act (No.3) B.E. 2546) “private fund management” means the management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities

Section 4 Securities and Exchange Act B.E. 2535 Section 4. In this Act "securities" means (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are

of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours

Exchange Commission. Clause 3. For a private fund management company which has a license to conduct another securities business, if the company has been permitted by the Office to establish a full-service

( ) 5 ( ) P a g e 3 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors . . . . . . . . . “ ” “ buy & hold” “ CIS ” (collective investment scheme) property infra private

the Securities and Exchange Commission (SEC) In this regard, the offering and the allocation of the newly issued shares on the private placement basis (except Mr. Somprasong Panjalak) to Mr. Surachet

on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment

: Acts that may Create Conflict of Interest on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on