which a client shall maintain as long as the derivatives position is held in order to secure the performance of derivatives; (6) “derivatives exchange” means any derivative trading center licensed by the
which a client shall maintain as long as the derivatives position is held in order to secure the performance of derivatives; (6) “derivatives exchange” means any derivative trading center licensed by the
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange
the Securities and Exchange Commission No. KorThor/Nor/Khor. 4/2548 Re: Qualifications and Other Prohibited Characteristics of Executives of Securities Companies ------------------------ By virtue of
this English translation is strictly for reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers
reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers __________________ By virtue of Section 9 and
Mr. Pongpiti Ekthienchai Mr. Pongpiti Ekthienchai, the Managing Director of Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, has been responsible for the
Mr. Amorn Sapthaweekul Mr. Amorn Sapthaweekul, at the time of the incident, held the position of Director and Vice Chairman of the Board of Directors of Energy Absolute Public Company Limited ("
Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in