Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
01/01/2004 7. Notification of the Securities and Exchange Commission 37/2543 18/09/2000 28/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 90-12 Application for an
01/01/2004 7. Notification of the Securities and Exchange Commission 37/2543 18/09/2000 28/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 90-12 Application for an
. Report/Form (Notification of Securities and Exchange Commission) Form 90-19 Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business
12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive
12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive
12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive
Office of the Securities and Exchange Commission  SorThor. 48/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of
Investment Advisors and Appointment of Investment Advisory Agents (codified as of 28/02/2005) (Synopsis) 14/09/2001 01/03/2002 Report/Form (Notification of Securities and Exchange Commission) Application
BorLorTor.1 17. Report/Form (Notification of Securities and Exchange Commission) Form 90-22 Application for an Approval on Establishment of a Company to Undertake Securities Business in the Category of Inter