in keeping with the following conditions: (1) having characteristics as prescribed in Clause 6; (2) demonstrating that units, as a whole, will be offered to the institutional and high net worth
0.38 4. Excellent Rubber Co.,ltd 141,272 3.85 12. Vitayasithi Co.,Ltd. 13,875 0.38 5.WBLP Co.,Ltd. 40,000 1.09 13. Thai Wacoal Plc. 13,875 0.38 6. Ramasorn Thaveekarn Co., Ltd. 23,125 0.63 14. Sariraporn
an ASEAN Asset Class score of 97.50 points or more nearly doubled from 42 companies in 2019 to 76 companies in 2021. This accomplishment shows that corporate management and excellent corporate
-money laundering legislations (5) record keeping and retention of records in relation to know-your-client/ customer due diligence process and reporting of suspicious transactions. The policy mentioned in
compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the Notification, of an applicant, directors, managers and
statement with auditor’s opinion for this fiscal year compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the
, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and evidence
update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and
broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives