proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows:    (1)  Requiring the auditors in the capital market to be affiliated with audit firms in the capital

statements and half-year financial statements to the SEC, and to disclose the annual audited financial statements on their official platforms of the funding portals;           (2) To disclose essential

. Moreover, financial statements contains essential information for investors and shareholders in making informed investment decisions and monitoring the performance of listed companies. The SEC therefore

(Cyber Incident Management: The Board’s Essential Role)” เพื่อให้คณะกรรมการของบริษัทในภาคตลาดทุน มีความรู้ความเข้าใจเกี่ยวกับปัจจัยความเสี่ยงด้านภัยคุกคามทางไซเบอร์ รวมถึงแนวทางการบริหารความเสี่ยง การ

fees during February 1, 2000 - July 26, 2001. Their behaviors also indicated defrauding and deceiving the public by disseminating false information and concealing essential information through their

actions taken were as follows: Board of Directors Risk Management and Control Units Enterprise Risk Management Division  Approve risk appetite and all risk management policies and guidelines  Oversee

internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the division and personnel

case of inspection by an internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the

enhance risk management effectiveness. Board of Directors Risk Management and Control Units Enterprise Risk Management Division Customer and Enterprise Service Fulfillment Division KASIKORN BUSINESS

conducts a business placed with trust and accountability from the client who is the owner of money. Consequently, the management should have essential role in prescribing investment management policy under