from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
On 11 April 2024, NEWS published the AGM 2024 notice together with supporting documentation on the company’s website. The meeting agenda covered the consideration for approval of an increase in
developed such as One For All Reporting System (OFAR) to reduce documentation burden for those making contact with the SEC and shorten the period for processing and disseminating information to the
Green Government Categories. The Smart Office is an example of the SEC?s integrated documentation system that includes e-filing, e-signature and e-document. Increasingly, the SEC is applying information
Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC
without his client's orders. Such trading was made in high volumes for several consecutive days, decreasing the number of shares in the said account. {A} then used the client's money to gradually purchase
, financial relationships and securities trading activities, colluded to manipulate the price and/or trading volumes of Siamese Asset Public Company Limited (SA) shares. Consequently, their actions misled the