trading securities or derivatives and from serving as director or executive in securities issuing companies or securities companies, with details as follows: (1) Pasu is required to pay a civil monetary
the Notification No. Tor Thor. 60/2561, the intermediary shall submit an application for approval to the SEC Office together with the evidentiary documentation specified in the Licensing Manual for the
documents in full according to the procedures specified in the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the
On 11 April 2024, NEWS published the AGM 2024 notice together with supporting documentation on the company’s website. The meeting agenda covered the consideration for approval of an increase in
developed such as One For All Reporting System (OFAR) to reduce documentation burden for those making contact with the SEC and shorten the period for processing and disseminating information to the
Green Government Categories. The Smart Office is an example of the SEC?s integrated documentation system that includes e-filing, e-signature and e-document. Increasingly, the SEC is applying information
imposed a civil monetary penalty of 500,000 baht on the company. Prasit, who commanded or acted in such a way that resulted in the aforesaid violation by Mandawee Tour, contravened Section 300 in
Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC
market; (2) progress on the Digital Asset Regulatory Sandbox and Digital Asset Custodial Wallet Provider projects; (3) amendment to the SET's regulations concerning monetary fines for capital market
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with executives, welcomed a delegation from the Monetary Authority of Singapore (MAS), led