.. (Translation) Page 1 of 1 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake

Microsoft Word - SEC_STN 19_50_ENG_final.doc (Translation) Page 1 of 1 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

.. (Translation) Page 1 of 1 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake

by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.

profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.

แบบแจ้งชื่อผู้บริหารของบริษัท “Fill in Form 35-E1 via the SEC electronic filing system only. Then, print out the completed form, affix the authorized signature and submit the hardcopy to the SEC

documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th/cgthailand/EN/Pages/FAQ/GATEKEEPERFAQ.aspx English (United States