Bangkok, October 6, 2014 ? The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset
Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities (Codified)
Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Approval of Auditors for Offer for Sale of Debt Securities by Foreign Juristic Persons B.E. 2552
: (1) digitized securities (ได้แก่ digitized debenture, digitized equity-linked note และ digitized fund) ถือเป็น “หลักทรัพย์” ภายใต้ พ.ร.บ. หลักทรัพย์ฯ หรือ &ldquo
Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person
Bangkok, July 28, 2016 ? The SEC is seeking public comments on a proposed revision to the securities offering rule whereby offering of debt securities, infrastructure trust units and depository
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to