. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue
) | - |- Others Securities Dealer Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registered
(OSS) system. On this occasion, she highlighted the SEC’s direction for the development of OSS services – such as the Government Business Services Portal or BizPortal, the Stakeholders Service Portal and
promoting tax-saving funds to develop the Thai capital market, supporting the increase of provident fund (PVD) members among listed companies for employees’ retirement, and the direction for utilizing Open
presented the papers on ?Listed Company Assessment?. The first study showed a forecasting model developed to predict the listed companies? conditions, resulting in the same direction as credit rating
Bangkok, September 26, 2011 ? Following last week trading, the Stock Exchange of Thailand (SET) and Thailand Futures Exchange Plc. (TFEX) today sharply plunged in the same direction as global markets
same direction, or an agreement to jointly manage a business, failed to report the disposal of Millcon Steel Public Company Limited (MILL) shares to the SEC Office within the period specified in the
Dealer (Codefied) 15/07/2010 01/08/2010 Notification of the Securities and Exchange Commission KorThor 11/2553 Registration of Derivatives Business Operator in the Category of Derivatives Broker and
. Notification of Capital Market Supervisory Board TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied) 01/06/2010