Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
/> ที่ กลต.นจ.(ว) 47 /2564 เรื่อง สรุปผลโครงการ supervisory stress test ประจำปี 2564 ตามที่สำนักงานคณะกรรมการกำกับหลักทรัพย์และ
During the meeting with Mr. Renaud Meyer, UNDP resident representative to Thailand who has begun his term since 26 March 2019, SEC Secretary-General Ruenvadee Suwanmongkol reaffirmed SEC’s readiness to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP will further demonstrate the SEC role in promoting and supporting the business sector’s consideration...
each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two
also promote dialogues and productive cooperation with public sector organizations, state enterprises, business sectors, civil society, the public and relevant international organizations to promote
Executives and representatives from key public and private agencies such as the Thai Listed Companies Association, Tisco Financial Group Public Company Limited, the Thai Institute of Directors Association, PricewaterhouseCoopers ABAS Limited, Deloitte Touche Tohmatsu Jaiyos Company Limited and Kasikorn Asset Management Company Limited participated in a discussion on preparation and disclosure in accordance with the new CG Code. Participants from more than 250 listed companies were in atten...
Corruption (CAC). The meeting aimed to enhance cooperation in preventing corruption in the capital market and in implementing measures to prevent bribery of public officials, as well as to promote awareness