Bangkok, December 24, 2013 - The SEC will not consider an application for approval as capital market personnel in case of {A}, a former securities investment consultant of Thanachart Securities Plc
-Meeting) with the agenda for consideration and approval of the following:Agenda 1: Consider approval of the following issues:1) Extending the maturity date of the bonds by another 2 years2) Partial
consideration agendas of the meeting are as follows:Agenda Item 1: To consider the following matters:1) Extension of the maturity date for the bond redemption for another 1 year and 9 months.2) Repayment of the
the consideration agendas of the meeting are as follows: Agenda Item 1: To consider the following matters: 1) Extension of the maturity date for the bond redemption for 2 years; 2) Repayment of
listed securities as same as institutional investors, in addition to the current eligible assets which are government bonds and investment-grade debentures only. (2) SEC will consider the
. In addition, the SEC reiterates that listed companies should take action and consider various factors relevant to digital asset investment. For example, risk assessment and potential impacts, measures
Board will consider and select applicants deemed suitable for nomination as the Secretary-General, taking into account their knowledge, experience, capital market expertise, and personal qualities.The
concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume