, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or executive in securities issuing companies or securities companies for specified periods, with the following
, Conditions, and Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1. The provision in
following regulations: Clause 1. The provision in Clause 13 of the Notification of the Office of the Securities and Exchange Commission No. SorNor. 29/2549 Re: Acts that may Create Conflicts of Interest on
.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
Market Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “ derivatives broker ” means a person
Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to
for Business Takeovers dated 18 November 2002, the Office hereby issues the following regulations: Clause 1. The followings shall be repealed: (1) The Notification of the Office of the Securities and
the meeting’s resolutions in the following manners: Appointment of the audit committee/Renewal for the term of audit committee: Chairman of the audit committee Member of the audit committee As follows