after expiration of the aforesaid periods; (b) discontinuation of services of the securities trading center before expiration of the period of participating in the regulatory sandbox as approved by the
regulatory sandbox as approved by the SEC under Clause 6, except for the group of securities companies under Clause 2(1) which has obtained a license for establishing a securities trading center in any manner
, without or not complying with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for
with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for a client to obtain
: Form f Comm oard of Dire any”) No. cant resoluti Acknowledg appointment 1.1 Appoin Comm 1.2 Appoin Tintabu with effecti Approved th entitled to (Record Da Directors is tems of the and venue f 7 ion of
of Derivatives Business Operators dated 3 August 2009 stipulate that the appointment or consent to have any person become or act as a director, manager or person with power of management of derivatives
% of net profit after deduct tax and statutory reserve. On April 23, 2019, the Annual General Meeting of Shareholders Year 2019 approved and deemed that to consent to propose to the shareholders for
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by