orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

channels to investors in both primary and secondary markets. The SEC is therefore conducting this public hearing on the proposed principle and draft amendments to the ministerial regulations and relevant

significant effects. In addition, the proposed amendments to the IPO regulations above shall apply to both Thai and foreign companies seeking a primary listing* and a secondary listing.**The consultation paper

. ได้ชี้แจงให้สมาคมทราบถึงความคืบหน้าในการพัฒนาผลิตภัณฑ์ทางการเงินใหม่ ได้แก่ การเสนอขายหลักทรัพย์ของบริษัทต่างประเทศเพื่อจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยเป็นแห่งแรก (primary listing) การเสนอขายหลัก

, underwriters, and arrangers have of cooperating with and providing accurate and complete information to the marketplace and the CRAs they solicit to provide credit ratings. While aspects of the IOSCO CRA Code

% in the same quarter of last year. Excluding TBSP of 22.2% GP, Company’s %GP represented at 27.1%, primary by higher Gross Profit of High-Valued Document. %Gross Profit Margin Mil THB 72 102 62 Q1'18

Investigation Bureau of the Royal Thai Police, and the Electronic Transactions Development Agency, on 13 December 2023, at Waldorf Astoria Bangkok. This primary objective of this event was to foster

on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under

. These lectures were held at Suan Sunandha Rajabhat University, Udon Thani Rajabhat University, Mae Fah Luang University, and Walailak University. The primary objective was to educate approximately