However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and
rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and
business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities
reasonableness of such transaction and how it will contribute to the best interest of the REIT. In this regard, an opinion of the financial advisor is required as well; 2.5 in case of a transaction with a conflict
for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project on the date when a set of complete and accurate application together with the evidentiary
right to vote. However, shareholders who have conflict of interest in this issue are excluded from the vote. The Company also needs to prepare the disclosure of informatio transaction from shareholders
, whether there is any relationship concerning shareholding or having business associated with REIT manager; (b) in the case where property manager also manage other real estate which may cause conflict of
management company should treat all clients fairly and refrain from taking any action that may cause the conflict of interest except where a transaction is executed having received consent from the client or