this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund
come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing
with values less than 15%. Therefore, the Company is not required to perform any disclosure under the obligation of such Notification. Trading transaction in level 1 is not within the scope of connected
it deems necessary, at the expense of the company. 3 The Audit Committee shall perform its duties under the supervision of the Board of Directors. The Board of Directors shall be responsible for the
for renewal. Clause 13. In case where the person listed in the register of person qualified to be fund manager has been appointed by the management company to perform the duties of fund manager, such
fund manager has been appointed by the management company to perform the duties of fund manager, such person shall: (1) comply with laws and notifications relating to fund management give force to the
company to perform differently or in addition to the performance standards as set out by the association as per paragraph two hereof. Clause 13. In the event that any management company shall designate
authority, if necessary and appropriate, to order any management company to perform differently or in addition to the performance standards as set out by the association as per paragraph two hereof. Clause 13
any management company to perform differently or in addition to the performance standards as set out by the association as per paragraph two hereof. Clause 13. In the event that any management company
be fund manager. Clause 10. In case where any person listed in the register of person qualified to be fund manager has been appointed by the management company to perform the duties of fund manager